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Investment Advisor License

Utah

The process of getting licensed & bonded is pretty straightforward. Below you will find what you need to do in order to meet the requirements of the State of Utah-Dept of Commerce- Div of Securities.

Follow these steps in order and be sure to contact us if you have any questions.

Contact Utah State department requiring bond:

State of Utah-Dept of Commerce- Div of Securities
160 East 300 South
Salt Lake City, UT 84111

Each state department has their own applications and bond requirements. Therefore, it is imperative that you contact them first to obtain the proper forms.

Apply for your bond:

Get an online quote for this bond now! It only takes a couple of minutes.

Category: Commercial
Sub-Category: Finance
SFAA Code: 913

Sign and submit your bond:

The State of Utah-Dept of Commerce- Div of Securities is going to require a signed copy of your original bond. Don't worry, we will mark precisely where you need to sign along with instructions when we issue your bond.

Then just mail the signed original copy to the address below with any other paperwork they require of you.

State of Utah-Dept of Commerce- Div of Securities
160 East 300 South
Salt Lake City, UT 84111



Questions? Ask us here!